March 2023
Based on Article 43-2, Paragraph 3 of the Financial Instruments and Exchange Act and the Self-Regulatory Regulations of the Japan Securities Dealers Association, Rules Concerning the Proper Implementation of Separate Management of Customer Assets,” we have appointed Azusa LLC LLC” as a Japanese certified public accountant. Request for “legal compliance audit regarding segregated management of customer assets” in accordance with Industry Committee Practical Guidelines No. 54 “Practical Guidelines for Assurance Services Regarding Legal Compliance Regarding Separate Management of Customer Assets in Financial Instruments Business Operators” established by the association However, on March 24, 2023, the management’s assertion that as of December 31, 2022, the Company complied with the law and managed customer assets separately (hereinafter referred to as the “Management Report”) ) has received an assurance report stating that it is satisfied in all material respects to comply with laws and regulations.
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